-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTiHL5JBZXvhwg9lVEB5DdFlTahCwyws/qREJ5XGmJ6iQcu+iaAA2Vrq3A4FlGf8 zho4Uy8GtVaM0Drf0s1vJA== 0000909789-98-000010.txt : 19980306 0000909789-98-000010.hdr.sgml : 19980306 ACCESSION NUMBER: 0000909789-98-000010 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980305 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE BANCORP INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-47389 FILM NUMBER: 98557995 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL STOCKS INC CENTRAL INDEX KEY: 0001041241 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 507 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 5070 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Boston Private Bancorp Inc. _________________________________________________________________ (Name of Issuer) Common Stock, $1.00 par value _________________________________________________________________ (Title of Class of Securities) 101119105 _________________________________________________________________ (CUSIP Number) John M. Stein 507 Carew Tower 441 Vine Street Cincinnati, Ohio 45202 (513) 241-6166 _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 25, 1998 _________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ___ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages CUSIP No. 101119105 13D 2 of 4 pages _________________________________________________________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Financial Stocks Inc. 31-1437546 _________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ___ (b) X _________________________________________________________________ 3) SEC Use Only _________________________________________________________________ 4) Source of Funds (See Instructions) WC _________________________________________________________________ 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ___ _________________________________________________________________ 6) Citizenship or Place of Organization USA _______________________________________________________________ | | | | NUMBER OF SHARES | 7) Sole Voting Power 602,000 | | BENEFICIALLY OWNED |_________________________________________| | BY EACH REPORTING | 8) Shared Voting Power 54,000 | | PERSON WITH |_________________________________________| | | 9) Sole Dispositive Power 602,000 | | |_________________________________________| | | 10) Shared Dispositive Power 54,000 | |_______________________________________________________________| 11) Aggregate Amount Beneficially Owned by Each Reporting Person 656,000 _________________________________________________________________ 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ___ _________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11) 6.2% _________________________________________________________________ 14) Type of Reporting Person (See Instructions) IA Item 1. Security and Issuer ------------------- This statement relates to the Common Stock $1.00 par value ("Common Stock"), of Boston Private Bancorp Inc. (the "Issuer"). The name and address of the principal executive offices of the Issuer are as follows: Boston Private Bancorp Inc. Ten Post Office Square Boston MA 02109 Item 5. Interest in Securities of the Issuer. ------------------------------------ The following table sets forth information with respect to the shares of Common Stock of which FSI has or shares beneficial ownership: Percent of Record Owner Number of Shares Outstanding - ------------ ---------------- ----------- FSLP 602,000 (1) 5.7 Rising Stars 54,000 (2) 0.5 (1) As general partner of FSLP, FSI has sole voting power and dispositive power with respect to these shares. (2) As an investment advisor to Rising Stars, FSI shares voting power and dispositive power with respect to these shares. The following table sets forth information with respect to all transactions with respect to the Common Stock in which FSI has engaged in the last 60 days. Date Shares Purchased Price Per Share - ---- ---------------- --------------- 1/6/98 70,000 8.7143 1/9/98 35,000 8.75 2/25/98 150,000 8.25 The share purchases on January 6 and 9, 1998 were effected in open market transactions. The shares purchased on February 25, 1998 were purchased in a public offering registered under the Securities Act of 1933. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FINANCIAL STOCKS INC. March 4, 1998 By: /s/ John M. Stein - ------------- -------------------------- Date John M. Stein, President -----END PRIVACY-ENHANCED MESSAGE-----